Grove
Trust & security

Tax data handled with the care it deserves.

Grove is built for the most sensitive data your firm touches — SSNs, K-1s, financial accounts, dependent records. Our security program is designed around the assumption that we hold information attackers will pay for, and the obligations the IRS, FTC, and state boards place on those who hold it.

AES-256 Encryption at rest
TLS 1.3 Encryption in transit
US-only Data residency
Zero Customer data in model training
01 Compliance

Built to the standards tax data actually demands.

Grove’s security program is built around the AICPA Trust Services Criteria and the federal and state requirements that specifically govern tax preparers handling taxpayer data. SOC 2 Type II attestation is on our near-term roadmap.

SOC 2 Type II
AICPA · TSC 2017

Grove’s controls are designed against the Security, Availability, and Confidentiality criteria. We’re preparing the program for formal SOC 2 Type II audit, and are happy to share our security questionnaire and current control evidence under NDA in the meantime.

  • ScopeSecurity · Availability · Confidentiality
  • StatusOn the roadmap
  • EvidenceAvailable under NDA
IRS Publication 4557
Safeguarding taxpayer data

Grove provides the technical foundation firms need to satisfy the IRS’s Written Information Security Plan (WISP) requirement — encryption, access controls, monitoring, and audit logs out of the box.

  • ScopeTax pro safeguards
  • RoleTechnical foundation
  • AuthorityIRS · FTC
FTC Safeguards Rule
GLBA · 16 CFR §314

We operate as a service provider under the Safeguards Rule. Our information security program is built around the controls the rule expects of providers handling financial data.

  • RoleService provider
  • ScopeCustomer financial data
  • AuthorityFTC · 16 CFR §314
CCPA / CPRA
California privacy

Service-provider obligations under the California Consumer Privacy Act and California Privacy Rights Act. Data-subject requests are honored within the statutory window.

State data laws
CO · CT · VA · UT · TX

Grove tracks state-level privacy laws applicable to tax-preparer service providers across the United States, including breach-notification statutes.

  • Coverage50 states
  • NotifyPer state statute
  • RoleService provider
ISO/IEC 27001
On the roadmap

ISO 27001 is on our roadmap once our SOC 2 program reaches steady state. We design our controls today with the ISO 27001:2022 Annex A framework in mind.

  • StagePre-readiness
  • FrameworkISO 27001:2022
  • MappingAnnex A
02 Principles

How we think about your data.

Three commitments shape every product and infrastructure decision we make. They’re what makes the controls below mean something.

01

Your data is not training data.

Customer Data is never used to train Grove’s models or any third-party model. We use commercial API tiers from our LLM providers where data is not retained for model training.

02

Least access, by default.

Access to customer tax data inside Grove is scoped to the smallest set of people who need it, gated by MFA, and logged. We design for the day we have to prove it — not the day we’re asked.

03

Encrypted everywhere it lives.

Customer Data is encrypted in transit (TLS 1.3) and at rest (AES-256). The most sensitive fields — SSNs, ITINs, EINs, IP PINs, dates of birth, bank account and routing numbers — are additionally encrypted at the field level and accessed through a tokenized vault.

04

Customer-controlled deletion.

You own your data. On request, we delete Customer Data from primary stores and then from backups, and confirm in writing when complete.

03 Controls

What that looks like in practice.

A summary of our security controls. Detailed evidence and our security questionnaire are available under NDA.

Application security

Defenses inside the product itself.

The application layer is built to the controls firms expect of a vendor handling client tax data.

  • Per-client magic-link onboarding for taxpayers
  • Preparer sign-in via Google and Microsoft SSO
  • Per-firm scoped access with role-based permissions
  • Rate limiting on sensitive endpoints
  • Third-party penetration testing on our roadmap
Infrastructure

Built on hardened cloud foundations.

Grove runs on US-based, SOC 2 Type II cloud infrastructure for application hosting, database, and storage. Background document processing runs in a separate US region.

  • US-only data residency
  • Database accessed via service credentials, not public endpoints
  • Encrypted, managed backups
  • Edge DDoS protection in front of public traffic
  • Application and access logging
People & process

Small team, tight access.

Grove is a small, security-conscious team. Access to production systems is scoped to the people who need it.

  • Least-privilege access to production data
  • MFA on the infrastructure consoles we operate
  • Prompt offboarding when someone leaves
  • Confidentiality & IP assignment on day one
Cryptography

Modern encryption, standard primitives.

Encryption is non-negotiable. We use standard, well-vetted algorithms across data in transit, at rest, and at the field level for the most sensitive values.

  • TLS 1.3 in transit
  • AES-256 at rest for databases, backups, and object storage
  • Tokenized field-level encryption for SSNs, ITINs, EINs, IP PINs, dates of birth, and bank account/routing numbers
  • Every decrypt of those fields is logged with the accessor identity
  • No customer secrets or PII in application logs
Engineering

Secure-by-default development.

Security is wired into how Grove ships software, not bolted on at release.

  • Pull-request review on changes to production code
  • TypeScript and ESLint enforced on every build
  • Secrets managed by our infrastructure providers, never in code
  • Responsible disclosure: security@grove.tax
AI & model governance

Where AI meets your data.

Grove uses LLMs for narrow, well-scoped tasks. Customer Data is not used to train any model.

  • Customer Data never used for training or fine-tuning
  • Model providers accessed via their commercial APIs
  • AI output presented for preparer review, not auto-filed
  • Model providers listed under subprocessors below
04 Data lifecycle

How your firm’s data flows through Grove.

From the moment a client uploads a W-2 to the moment a return is delivered — every step is encrypted, scoped, and logged.

IN

Collection

Documents and answers enter Grove through TLS 1.3 from the client portal or preparer interface.

Transport: TLS 1.3, HSTS Client auth: Per-client magic link Storage: Encrypted object store
USE

Processing

Data is encrypted at rest and scoped to the firm it belongs to.

At rest: AES-256 Tenancy: Per-firm scoped Logs: No customer PII
OUT

Retention & deletion

Records are retained for the period your firm requires, then deleted on request.

Default: 7 years (tax records) On request: Primary stores, then backups Confirmation: Written confirmation

Built for the WISP requirement, not bolted on.

Every paid tax preparer is required by the IRS and FTC to maintain a Written Information Security Plan. Grove provides the technical foundation that satisfies the controls Pub. 4557 and the FTC Safeguards Rule actually ask for.

  • Encryption in transit and at rest
  • Access controls and MFA
  • Vendor due diligence on subprocessors
  • Logging and monitoring of access
  • US-only data residency
  • Written incident response process
05 Subprocessors

The vendors we trust with your data.

We use a small, deliberate set of subprocessors to operate Grove. Each one is US-based, bound by a data processing agreement, and reviewed against our vendor security standard before we send them customer data.

Category
Purpose
Data residency
Vendor standard
Cloud infrastructure
Application hosting, database, and object storage
United States
SOC 2 Type II
Identity & authentication
Preparer sign-in and SSO
United States
SOC 2 Type II
LLM providers
Inference for document understanding and review
United States
SOC 2 Type II
Document processing
Extraction and e-signature
United States
SOC 2 Type II
Payments
Billing and subscription processing
United States
PCI DSS L1
Email delivery
Transactional notifications
United States
SOC 2 Type II
Product analytics
Aggregate usage metrics
United States
SOC 2 Type II

The full named subprocessor list, with vendor certifications and data processing agreements, is available under NDA. Email security@grove.tax.

06 Incident response

What happens if something goes wrong.

Grove maintains a written incident response process. If a security event affects your firm’s data, you will hear from us promptly — with what we know, what we’re doing, and what you should do.

What you can expect from us.

The clock starts when we confirm an event materially affects Customer Data — not when we finish investigating.

Notify
Affected customers, without undue delay
Inform
What happened, what data, what we’re doing
Follow up
Post-incident write-up once root cause is known

Have a security question we haven’t answered?

Email our security team directly. We respond within one business day, and we’re happy to walk through our controls, fill out vendor questionnaires, or jump on a call with your IT or compliance lead.